About Us | Omae Legal Office

Office Overview

Name	Omae Legal Office
Representative	Keiichiro Omae Gyoseishoshi Lawyer (Certified Administrative Procedures Legal Specialist)
Address	305-D Tensho Suidobashi Bldg. 3-5-9 Kanda Misakicho, Chiyoda-ku, Tokyo 101-0061, Japan
TEL	+81-50-5470-3721
Services provided	・Support for obtaining financial business license and registration, etc. ・Risk management and Compliance support for financial business ・Support for regulatory inspection, internal and external audit, etc. ・Advisor for financial institutions ・Training for executives and employees to foster Risk Culture ・VISA and Immigration support

We support all kinds of financial business including Banks, Agent Banks, Electronic Payment Services Operators, Financial Instruments Business Operators (Type I, Type II, Investment Advisory, Investment Management, High Speed Traders, etc.), Insurance Companies, Nonbank Financial Companies (Money Lending Business Operators, Fund Transfer Service Providers, Crypto-asset Exchange Service Providers, etc.

Our services will only be provided when fully complying with the Code of Conduct, Confidentiality, and Conflict of Interest Management Policy

Welcome to Omae Legal Office.

Greeting

Our office provides top-tier service and support to obtain financial license or registration as soon as possible, in low-cost but sustainable manner based upon broad experience of Keiichiro Omae, Gyoseishoshi Lawyer.

Obtaining license or registration is not a goal, but a start of your business and risk/compliance management journey.

Omae Legal Office will continuously support your business journey in effective and sustainable manner while meeting expectation from regulators.

Profile

・Visiting Lecturer, Keio University

・Visiting Lecturer and GGLI Fellow, Hosei University
MBA, Harvard Business School

・Head of Risk and Compliance and Japan Board member at global financial institutions

・International Bankers Association of Japan, Security Sector Committee member.

・Previously worked at Director, Bank of Japan.

Deputy Director, FSA and MOF Group Leader, Osaka Securities Exchange

Publications

・Case Study “Japan: Finding a Way Out” (Harvard Business School Case No. N9-799-032).

・Co-authored three books (by KINZAI and Shoji-Houmu) and many magazine articles (Jurist, etc.) explaining the “The Law on Sales of Financial Products.”

Translated and published business textbooks

・Finance by Professors Zvi Bodie and Robert C. Merton at Harvard Business School (1999, 2011)

・The Psychology of Investing by Professor John R. Nofsinger at Washington State University (2002)

・The Inefficient Stock Market by Professor Robert A. Haugen at the University of California (2003)

・Open Innovation by Professor Henry Chesbrough at Harvard Business School (2003)